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Western Securities Co Ltd
16-17F
Trust Mansion, No. 232, Dongxin Street
Phone: +86 2987406171p:+86 2987406171 XI'AN, SXI  710004  China Ticker: 002673002673
Business Summary
WESTERN SECURITIES CO.,LTD. is a China-based securities company. The Company mainly operates through four segments. Securities Brokerage segment is mainly engaged in agent trading of stocks, funds, bonds and financial products. Asset Management segment mainly provides financial products, oriented asset management services and direct investment services. Investment Banking segment is mainly engaged in initial public offering (IPO) securities underwriting and bonds underwriting. Securities Proprietary Trading Segment is mainly engaged in the self-operated trading of stocks, bonds, warrants and securities investment funds. The Company is also involved in credit transactions business, fixed income businesses and the over-the-counter businesses, among others.
(Source: F-4)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6099 Functions related to depository banking, not elsewhere classified
6282 Investment advice
6799 Investors, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board ZhaohuiXu 51 8/10/2018 10/1/2005
Chief Financial Officer YongjunZhang 56 6/16/2022 6/16/2022
Chief Information Officer YuyangHuang 38 6/16/2022 6/16/2022
8 additional Officers and Directors records available in full report.

General Information
Number of Employees: 3,324 (As of 12/31/2023)
Outstanding Shares: 4,469,581,705 (As of 9/30/2024)
Shareholders: 161,801
Stock Exchange: SHE
Fax Number: +86 2987406259


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Monday, December 2, 2024