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Applied UV Inc
150 N. Macquesten Pkwy
Phone: (929) 207-3751p:929 207-3751 MOUNT VERNON, NY  10550  United States Ticker: AUVIQAUVIQ
Filed for Bankruptcy on 5/24/2024
Case #24-22462, filed in the U.S. Bankruptcy Court for the Southern District of New York (White Plains)
Business Summary
Applied UV, Inc. is engaged in developing and acquiring smart building technologies for healthcare, hospitality, commercial and municipal markets. The Company develops, acquires, markets, and sells proprietary surface and air disinfection technology focused on improving indoor air quality (IAQ), specialty LED lighting and luxury mirrors and commercial furnishings. It offers a complete suite of products through its four wholly owned subsidiaries, Sterilumen, Inc., Munn Works, LLC, PURO Lighting, LLC, and LED Supply Co. LLC. Its segments include Disinfectant, Hospitality, and Corporate. The Disinfectant segment is engaged in the design, manufacture, assembly, and distribution of a suite of air (fixed and mobile) and surface disinfecting systems for use in healthcare, hospitality, food, wine, and commercial municipal and residential markets. The Hospitality segment is engaged in the manufacture of fine mirrors and custom furniture specifically for the hospitality and retail industries.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202312/31/2023YesYesYes--

Industries
SIC Code Description
3648 Lighting equipment, not elsewhere classified
3589 Service industry machinery, not elsewhere classified
3699 Electrical machinery, equipment, and supplies, not elsewhere classified
3231 Glass products, made of purchased glass

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Independent Chairman of the Board Eugene E.Burleson 82 3/3/2023 1/1/2020
President, Chief Executive Officer, Director, Chief Executive Officer MaxMunn 79 3/3/2023 12/23/2021
Chief Financial Officer, Senior Vice President MichaelRiccio 64 4/5/2021 4/5/2021

Subsidiaries
Business Name Address City State/Province Country
PURO Lighting, LLC 12340 W Cedar Dr Lakewood CO United States
LED Supply Co., LLC 12340 W. Cedar Dr. Lakewood CO United States
Sterilumen, Inc. 3625 Kennesaw North Industrial Parkway NW Kennesaw GA United States

Business Names
Business Name
AUVI
AUVIP
AUVIQ
7 additional Business Names available in full report.

General Information
Number of Employees: 131 (As of 12/31/2023)
Outstanding Shares: 4,285,995 (As of 4/16/2024)
Shareholders: 22
Stock Exchange: OTC
Federal Tax Id: 844373308
Fax Number: (845) 818-3588


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Wednesday, November 20, 2024